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Xavier
Xavier asked in Business & FinanceCareers & EmploymentLaw & Legal · 2 months ago

Can I get my series 6 with finra?

I have a question I’m getting my series 6 and 63 with finra but back in 2010 of June when I was 16 I hit my young brother in the eye by mistake and school called presint about it because my brother didn’t tell them why I hit him I went to central booking but they dropped my case and never went to court. I can get my security license with finra and not have to worry?

1 Answer

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  • A Hunch
    Lv 7
    2 months ago

    If there was no adult criminal conviction, there is nothing for FINRA to see.

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